Compliance & Regulatory Information
Comprehensive information about MavoEX's regulatory framework and legal disclaimers
No Authorization to Conduct Business
This website is provided for informational purposes. MavoEX is committed to regulatory excellence. This website is provided for informational purposes only regarding our planned services and regulatory application. No content on this website constitutes an offer to provide services, a solicitation for investment, or a commitment to provide any services in the future. Services will only be available following successful MiCA authorization by the competent national authority.
Crypto-Asset Risk Disclosure
Crypto-assets are highly volatile and speculative financial instruments. Investors should be aware of the following risks:
Extreme Price Volatility: Crypto-asset prices can fluctuate dramatically, potentially resulting in substantial losses
Technology Risk: Blockchain and distributed ledger technology are still evolving with potential technical vulnerabilities
Regulatory Risk: Regulatory frameworks for crypto-assets are still developing and may change significantly
Cybersecurity Risk: Crypto-assets are subject to hacking, theft, and unauthorized access
Liquidity Risk: Crypto-asset markets may have limited liquidity, making it difficult to buy or sell at desired prices
Counterparty Risk: Risk of loss due to default or failure of counterparties in transactions
Total Loss Risk: Investors may lose their entire investment in crypto-assets
No Investment Advice
Nothing on this website constitutes investment advice, financial advice, or a recommendation to buy, sell, or hold any crypto-asset. Individuals should conduct their own due diligence and consult with qualified financial advisors before making any investment decisions.
Forward-Looking Statements
This website contains forward-looking statements regarding MavoEX's planned services. These statements are subject to risks and uncertainties, and actual results may differ materially. MavoEX makes no representations or warranties regarding the accuracy or completeness of forward-looking statements.
No Offer in Restricted Jurisdictions
This website and the services described herein are not intended for, and may not be offered or sold to, persons in jurisdictions where such offer or sale would be unlawful. Individuals accessing this website are responsible for ensuring compliance with applicable laws in their jurisdiction.
About MiCA (Markets in Crypto-Assets Regulation)
MiCA is the European Union's comprehensive regulatory framework for crypto-assets, established by Regulation (EU) 2023/1114. The regulation came into force in 2023 and its main provisions became applicable on December 30, 2024. MiCA establishes a harmonized regulatory regime across all EU Member States for crypto-asset service providers and issuers.
CASP Definition and Scope
Under MiCA, a Crypto-Asset Service Provider (CASP) is any legal entity that provides one or more crypto-asset services to third parties on a professional basis. Services subject to MiCA authorization include: custody and administration, operation of trading platforms, exchange services, execution of orders, placing of crypto-assets, reception and transmission of orders, transfer services, advisory services, and portfolio management.
Key MiCA Requirements for CASPs
Prudential Requirements
CASPs must hold minimum capital as specified in MiCA Annex IV, ranging from €50,000 to €150,000 depending on services provided
Governance and Fit & Proper
Management must be of good repute and demonstrably competent, with clear governance structures and risk/compliance independence
Client Asset Safeguarding
Client assets must be segregated, not used for own account, and subject to robust wallet governance and reconciliation
AML/CTF Compliance
Comprehensive anti-money laundering and counter-terrorism financing procedures, including Travel Rule compliance
Operational Resilience (DORA)
ICT risk governance, incident reporting, business continuity planning, and third-party risk management
Client Disclosure
Clear and transparent disclosure of risks, fees, charges, conflicts of interest, and material changes to clients
Authorization Process
CASPs must apply for authorization from the National Competent Authority (NCA) of their home Member State. The authorization process typically involves: (1) Acknowledgement of receipt within 5 working days; (2) Completeness check within 25 working days; (3) Decision within approximately 40 working days of a complete application. Once authorized, CASPs benefit from EU passporting rights, allowing them to provide services across all Member States.
GDPR Compliance
MavoEX is committed to protecting personal data in compliance with the General Data Protection Regulation (GDPR) and other applicable data protection laws. Any personal data collected through this website will be processed fairly, transparently, and in accordance with GDPR principles.
Data Collection and Use
We collect minimal personal data through this website. Any data collected is used solely for the purposes stated at the point of collection. We do not sell, share, or disclose personal data to third parties without explicit consent, except as required by law.
Your Rights
Under GDPR, you have the right to access, correct, delete, and port your personal data. You also have the right to object to processing and to withdraw consent. For any data protection inquiries, please contact us at privacy@mavoex.com.
Questions & answers
Frequently Asked Questions
When will MavoEX services be available?
Services will be available following successful MiCA Level 2 authorization from the competent national authority. We are actively working on our application and will announce our authorization status publicly.